Operations Analyst 3 (Risk or IB Ops)
Posted on: November 18, 2021
MUST HAVE EXPERIENCE WITH FINANCE/BANKING CONTROLS
- Experience with either Risk Management or IB (Investment Banking)
The role is within the Operations Control & Risk (OC&R) team
within the COO Control team, which advises, supports, and
challenges Group Operations senior management who are responsible
for the financial, reputational and regulatory risks of Group
Operations. Our vision is to drive the control culture within Group
Operations, while helping our partners consistently comply with all
external regulatory and internal policy demands. This high-profile
role, working with partners at the DIR & MD level, aims to evaluate
& propose improvements to the control environment and provide
challenge on various risk genres.
For assigned Group Operations support areas:
--- Assist in preparing monthly Control Review Meeting materials
with Group Operations senior management. This includes compiling
the control pack, facilitating the meeting, working in partnership
with the Global functional & regional line management team to
provide independent risk challenge and ensure that all key risks &
regulatory requirements are well understood and relevant issues are
--- Work with line management of your assigned coverage areas to
identify and ensure operational incidents are reported timely in
the Firm's incident monitoring system and risk assess each event to
ensure appropriate remediation action is taken
--- Partner with line management to support Audit/Regulatory
Examinations and associated follow up actions.
Essential skills and qualifications:
--- Experience in Operations &/or Audit, Change, Risk
Management in either Private, Commercial or Investment Banking.
--- Supplemented with wider financial business and product
knowledge from other roles.
--- Advanced communication & technical (e.g. PowerPoint, word,
excel) skills to articulate complex risk proposals in a structured,
targeted and impactful manner
Desired skills and qualifications:
--- A degree in Business, Finance or Accounting
--- Risk and control background
--- Inquisitive, strong risk & control mindset with a drive to
build strong professional relationships & partnerships with
stakeholders at all levels within the firm
--- Time Management skills
Years of Experience suggested:
4 + years
Team you will be joining is based in the in US that covers all of
US, Canada, Mexico, Brazil and the Bahamas. We are part of a larger
team that is a high performing team with a diverse mix of
hardworking staff across the globe. We are a team of specialists
where each member is encouraged to think critically, produce and
collaborate with colleagues to achieve a common goal of providing
risk and control across Group Operations.
Challenges contractor will be facing in role:
It will be necessary to establish relationships with assigned
coverage areas in Group Operations in a short period of time.
Keywords: Yoh, Cary , Operations Analyst 3 (Risk or IB Ops), Accounting, Auditing , Morrisville, North Carolina
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