Operations Analyst 3 (Risk or IB Ops)

Company: Yoh
Location: Morrisville
Posted on: November 18, 2021

Job Description:

MUST HAVE EXPERIENCE WITH FINANCE/BANKING CONTROLS

Main requirements:
- Experience with either Risk Management or IB (Investment Banking) Operations

Overview:
The role is within the Operations Control & Risk (OC&R) team within the COO Control team, which advises, supports, and challenges Group Operations senior management who are responsible for the financial, reputational and regulatory risks of Group Operations. Our vision is to drive the control culture within Group Operations, while helping our partners consistently comply with all external regulatory and internal policy demands. This high-profile role, working with partners at the DIR & MD level, aims to evaluate & propose improvements to the control environment and provide challenge on various risk genres.

Key Responsibilities:
For assigned Group Operations support areas:
--- Assist in preparing monthly Control Review Meeting materials with Group Operations senior management. This includes compiling the control pack, facilitating the meeting, working in partnership with the Global functional & regional line management team to provide independent risk challenge and ensure that all key risks & regulatory requirements are well understood and relevant issues are raised
--- Work with line management of your assigned coverage areas to identify and ensure operational incidents are reported timely in the Firm's incident monitoring system and risk assess each event to ensure appropriate remediation action is taken
--- Partner with line management to support Audit/Regulatory Examinations and associated follow up actions.

Essential skills and qualifications:
--- Experience in Operations &/or Audit, Change, Risk Management in either Private, Commercial or Investment Banking.
--- Supplemented with wider financial business and product knowledge from other roles.
--- Advanced communication & technical (e.g. PowerPoint, word, excel) skills to articulate complex risk proposals in a structured, targeted and impactful manner

Desired skills and qualifications:
--- A degree in Business, Finance or Accounting
--- Risk and control background
--- Inquisitive, strong risk & control mindset with a drive to build strong professional relationships & partnerships with stakeholders at all levels within the firm
--- Time Management skills

Years of Experience suggested:
4 + years

Team:
Team you will be joining is based in the in US that covers all of US, Canada, Mexico, Brazil and the Bahamas. We are part of a larger team that is a high performing team with a diverse mix of hardworking staff across the globe. We are a team of specialists where each member is encouraged to think critically, produce and collaborate with colleagues to achieve a common goal of providing risk and control across Group Operations.

Challenges contractor will be facing in role:
It will be necessary to establish relationships with assigned coverage areas in Group Operations in a short period of time.

#CB-SPG

Keywords: Yoh, Cary , Operations Analyst 3 (Risk or IB Ops), Accounting, Auditing , Morrisville, North Carolina